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PTO/SB/05 (08-03) 
Approved for use through 07/31/2006. 0MB 0651-0032 
U.S. Patent and Trademark Office. U.S. DEPARTMENT OF COMMERCE 
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number. 



UTILITY 
PATENT APPLICATION 
TRANSMITTAL 

(Only for new non provisional applications under 37 C.F.R. 1.53(b)) 



Attorney Docket No. 



First Inventor 



Title 



GxproQG Moil Lobol Ate 



034017R015 



Lynn Noble 



DISPENSING SYSTEM END SEALER ASSEMBLY 
AND METHOD OF MANUFACTURING AND USING 
SAME 



O 



APPLICATION ELEMENTS 

See MPEP chapter 600 concerning utility patent application contents. 



ADDRESS TO: 



Mall Stop Patent Application 
Commissioner for Patents 
P.O. Box 1450 
Alexandria VA 22313-1450 



=o 

|CM 
ECVJ 



1.13 Fee Transmittal Form (e.g., PTO/SB/1 7) 

(Submit an original and a duplicate for fee processing) 

2. Q Applicant claims small entity status. 

See 37 CFR 1.27. 

3. S Specification [Total Pages 

(preferred arrangement set forth below) 

- Descriptive title of the Invention 

- Cross Reference to Related Applications 

- Statement Regarding Fed sponsored R&D 

- Reference to sequence listing, a table, 
or a computer program listing appendix 

- Background of the Invention 

- Brief Summary of the Invention 

- Brief Description of the Drawings ( if filed) 

- Detailed Description 

- Claim(s) 

- Abstract of the Disclosure 



4. ^ Drawing(s) (35 U.S.C.113) [Total Sheets l 253 

5. Oath or Declaration [Total Sheets \ 

a. □ Newly executed (original or copy) 



] 



6.D 



D Copy from a prior application (37 CFR 1 .63 (d)) 
(for a continuation/divisional with Box 18 completed) 

i. □ DELETION OF INVENTOR(S) 

Signed statement attached deleting inventor(s) 
named in the prior application, see 37 CFR 
1.63(d)(2) and 1.33(b). 

Application Data Sheet. See 37 CFR 1 .76 



7. □ CD-ROM or CD-R in duplicate, large table or 

Computer Program (Appendix) 

8. Nucleotide and/or Amino Acid Sequence Submission 
(if applicable, all necessary) 

a. Q Computer Readable Form (CRF) 

b. Specification Sequence Listing on: 

i, □ CD-ROM or CD-R (2 copies); or 

ii. □ Paper 

c. □ Statements verifying identity of above copies 



co<^. 

LO _ 



ACCOMPANYING APPLICATIONS PARTS 



9. Q Assignment Papers (cover sheet & document(s)) 

10. □ 37 C.F.R. 3.73(b) Statement □ Power of 

(when there is an assignee) Attorney 

1 1 • D English Translation Document (if applicable) 

12. □ Information Disclosure □ Copies of IDS 

Statement (IDS)/PTO-1 449 Citations 

13. □ Preliminary Amendment 

14. □ Return Receipt Postcard (MPEP 503) 

(Should be specifically itemized) 

1 5. □ Certified Copy of Priority Document(s) 

(if foreign priority is claimed) 

16. □ Nonpublication Request under 35 U.S.C. 122 

(b)(2)(B)(i). Applicant must attach form PTO/SB/35 
or its equivalent. 

1 7. ^ Other: THIS APPLICATION IS BEING FILED 
WITHOUT DECLARATION AND WITHOUT FILING FEES 



18. If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in a preliminary amendment, 

or in an Application Data Sheet under 37 CFR 1. 76: 

□ Continuation 0 Divisional □ Continuation-in-part (CIP) of prior application No: 10 / 623.868* 

Prior application information: Examiner Art Unit: * AND 10/717.997 

For CONTINUATION or DIVISIONAL APPS only: The entire disclosure of the prior application, from which an oath or declaration is supplied under Box 5b, 

is considered a part of the disclosure of the accompanying or divisional application and is hereby Incorporated by reference. The incorporation can only 

be relied upon when a portion has been inadvertently omitted from the submitted application parts. 



19. CORRESPONDENCE ADDRESS 



S Customer Number 



00441 



OR □ Correspondence address below 



Name 



Smith, Gambrell & Russell 



1850 M Street, N.W. 



Address 



Suite 800 



City 



Washington 



State 



DC 



Zip Code 



20036 



Country 



USA 



(202) 263-4300 



Fax 



(202) 263-4329 



Name (Print/Type) 


Dennis C. Rodgers 


Registration No. (Attorney/Agent) 


32,936 


\ 


Signature 


(/ 


Date 


February 12, 2004 





This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to 
process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, 
preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you 
require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. 
Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Mall Stop 
Patent Application, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450. 

If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2. 



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\ PTO/SB/17 (10-03) 

* 1 Approved for use through 07/31 /2006. 0MB 0651 -0032 

U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE 
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number. 



f CCC TD A KICHillTT A 1 

Fee TRANSMITTAL 
fnr FY 2004 

\\J\ ■ I 

Effective 10/01/2003. Patent fees are subject to annual revision. 


Complete if Known ^\ 


Application Number 


To Be Assigned 


Filing Date 


2/12/04 


First Named Inventor 


Lynn Noble 


□ Applicant claims small entity status. See 37 CFR 1.27 


Examiner Name 


To Be Assigned 


Art Unit 


To Be Assigned 


\T° TAL AMOUNT OF PAYMENT ($) 0 


Attorney Docket No. 


034017R015 



METHOD OF PAYMENT (check all that apply) 



FEE CALCULATION (continued) 



□ Check □ Credit card □ Money □ Other |3 None 

_ 0rder 

□ Deposit Account: 



Deposit 
Account 
Number 

Deposit 
Account 
Name 



02-4300 



The Director is authorized to: (check all that apply) 

□ Charge fee(s) indicated below Credit any overpayments 

S Charge any additional fee{s) during the pendency of this application 

□ Charge fee(s) indicated below, except for the filing fee 
to the above-identified deposit account. 



FEE CALCULATION 



1. 


BASIC 


FILING FEE 




Larae Entity 


Small Entity 




Fee 


Fee 


Fee 


Fee 


Fee Description 


Code 


($) 


Code 


($) 




1001 


770 


2001 


385 


Utility filing fee 


1002 


340 


2002 


170 


Design filing fee 


1003 


530 


2003 


265 


Plant filing fee 


1004 


770 


2004 


385 


Reissue filing fee 


1005 


160 


2005 


80 


Provisional filling fee 



Fee Paid 



SUBTOTAL (1) 



n$)o 



2. EXTRA CLAIM FEES FOR UTILITY AND REISSUE 

Extra Fee from 

Claims below^ 
X 



Total Claims 

Independent 
Claims 

Multiple 
Dependent 



30 



Fee 
Paid 



-20 4 
-3 *< 



10 



1 



Fee 


11 IV 

Fee 


oman crmw 
Fee Fee 


Code 


($) 


Code ($) 


1202 


18 


2202 9 


1201 


86 


2201 43 


1203 


290 


2203 145 


1204 


86 


2204 43 


1205 


18 


2205 9 



Fee Description 

Claims in excess of 20 
Independent claims in excess of 3 
Multiple dependent claim, if not paid 
** Reissue independent claims over 
original patent 

** Reissue claims in excess of 20 and 
over original patent 



SUBTOTAL (2) 



($)0 



3. ADDITIONAL FEES 




Larae 


Entity 


Small Entity 




Fee 
Code 


Fee 
W 


Fee 
Code 


Fee 
($) 


Fee Description Fee Paid 


1051 


130 


2051 


65 


Surcharge - late filing fee or oath 




1052 


50 


2052 


25 


Surcharge - late provisional filing fee 
or cover sheet. 




1053 


130 


1053 


130 


Non-English specification 




1812 


2,520 


1812 


2,520 


For filing a request for reexamination 




1804 


920* 


1804 


920* 


Requesting publication of SIR prior to 
Examiner action 




1805 


1,840* 


1805 


1,840* 


Requesting publication of SIR after 
Examiner action 




1251 


110 


2251 


55 


Extension for reply within first month 






420 


2252 


210 


Extension for reply within second 
month 




1253 


950 


2253 


475 


Extension for reply within third month 




1254 


1,480 


2254 


740 


Extension for reply within fourth 
month 




1255 


2.010 


2255 


1,005 


Extension for reply within fifth month 




1401 


330 


2401 


165 


Notice of Appeal 




1402 


330 


2402 


165 


Filing a brief in support of an appeal 




1403 


290 


2403 


145 


Request for oral hearing 




1451 


1,510 


1451 


1,510 


Petition to institute a public use 
proceeding 




1452 


110 


2452 


55 


Petition to revive - unavoidable 




1453 


1.330 


2453 


665 


Petition to revive - unintentional 




1501 


1,330 


2501 


665 


Utility issue fee (or reissue) 




1502 


480 


2502 


240 


Design issue fee 




1503 


640 


2503 


320 


Plant issue fee 




1460 


130 


1460 


130 


Petitions to the Commissioner 




1807 


50 


1807 


50 


Processing fee under 37 CFR 1 . 1 7 (q) 




1806 


180 


1806 


180 


Submission of Information Disclosure 
Stmt 




8021 


40 


8021 


40 


Recording each patent assignment 
per property (times number of 
properties) 




1809 


770 


2809 


385 


Filing a submission after final rejection 
(37 CFR § 1.129(a)) 




1810 


770 


2810 


385 


For each additional invention to be 
examined (37 CFR § 1.129(b)) 




1801 


770 


2801 


385 


Request for Continued Examination (RCE) 




1802 


900 


1802 


900 


Request for expedited examination 
of a design application 




Other fee (specify) THIS APPLICATION IS BEING FILED WITHOUT 




DECLARATION AND WITHOUT FILING FEES 









"or number previously paid, if greater; For Reissues, see above 



'Reduced by Basic Filing Fee Paid 



SUBTOTAL (3) 



($)0 



SUBMITTED BY 








Com 


plete (if applicable) ^ 


Name (Print/Type) 


Dennis C. Rodgers 


Registration No. 
(Attorney/Agent) 


32,936 


Telephone 


(202) 263-4300 


^Signature 




Date 


February 12, 2004 



WARNING: Information on this form may become public. Credit card information should not be 
included on this form. Provide credit card information and authorization on PTO-2038. 

This collection of information is required by 37 CFR 1 .1 7 and 1 .27. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an 
application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and submitting the 
completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions 
for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office. U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. 
DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450. 

If you need assistance in completing this form, call 1-800-PTO-9199 (1-800-766-9199) and select option 2.